PWM Capital is an independent Canadian full service investment dealer. Our senior executives average over 12 years of experience in the Financial Services industry encompassing brokerage, financial planning, corporate finance & re-structuring, accounting, audit and taxation.

PWM Capital is a member firm of IIROC and a member of the Canadian Investor Protection Fund (CIPF). PWM Capital maintains a strong relationship with Penson Financial Services Canada, a leading provider of execution, clearing, settlement, custody, bookkeeping and administration for financial institutions in the global securities market.

Accounts at PWM Capital are protected by the Canadian Investor Protection Fund (CIPF).

PWM Independent Advisors are backed by world class financial service providers. This ensures clients receive the best independent advice and leading edge products and services available in the market.

A core value of PWM Capital is the benefits that are derived by advisors for their clients from conducting business independently. These benefits also include an unbiased availability and selection of “best in class” products and services for clients, and for advisors the room to grow independently.

The PWM platform is a full service trading, back-office, product and services system, designed to meet the needs of independent advisors. The platform is supported by leading edge products and services from companies such as; Penson Financial Services, Nexa Technologies, Ndex Systems and more. Find out about our strategic partners.

Our goal at PWM is to make independent advisors successful by empowering them to build their clients wealth with sound financial knowledge, compliance and support. By acting truly independently, we believe the client is better served and their financial goals can be achieved as planned.